The Chess Mind

Author: Dennis Monokroussos.
This is a blog for chess fans by a chess fan who is more than a chess fan - other topics do creep in from time to time, per my interest.
All material here is copyrighted, and may not be reproduced without my prior permission.
Can a Position be Better but not Winning?
At first thought, the question looks stupid. Of course a position can be better; if not, chess commentators from world champions on down don't know what they're talking about! On the other hand, further reflection suggests the opposite conclusion. As there are only three possible results to a normal chess game (White wins, draw, Black wins), to say that (e.g.) White is better (but not winning) is to speak falsely. Objectively, either White is winning or it's a draw, and while the annotator may not know which there isn't some sort of in-between result corresponding to his evaluation.

How then should we think about this? Robert Pearson offers some thoughts on this on his blog, and as I immediately remembered when I saw his post, I did too, several years ago, on this very blog. My general argument and approach still seem right to me, although I'm not fully happy with my denial that evaluative terms like "slightly better" are objective. I think they are in a certain sense (they are based on real factors on the board, not mere subjective preference) - it just has to be understood that it's not the board alone that's being considered, but the board together with the abilities of a competent but fallible, finite human player.
Posted by Dennis Monokroussos on Tuesday January 6, 2009 at 2:30pm
Robert (mail) (www):
Dennis, thanks very much for your comment and the link. I think your post from 2005 was excellent.

I would like to clarify one thing from the post of mine that you linked--my second paragraph may have give the wrong impression that I thought the position cited from Jackelen-Gallagher was "better" only in an emotional or psychological sense. I think it is actually a good illustration of all of your "SAs", 1, 2 and 3. That's why I chose to highlight it. And I followed up with some moves and diagrams to show that in the real-world struggle White didn't play perfectly and so Black need not have lost.

Anyway, your comments are helpful to my thinking about how to be a clearer and better writer. Thanks again!
1.6.2009 3:43pm
Bernard (mail):
It's likely that there exist (platonically) chess positions that would, in the real world, look equal to all the best human and computer analysts now and forever in the future, but in which there exists (platonically) a super-subtle win for white.

Similarly, it's likely that there exist positions such that it would seem, in the real world, to all the best analysts now and forever in the future that white has a winning advantage, but in which there exists (platonically) a super-subtle draw for black.

We can't, of course, give specific examples of this. But we can reasonably extrapolate from the most surprising wins and draws that composers have exhibited.

In the first kind of case, the best analysts in the real world might assign the notation = . In the second, they might assign the notation + - . Would these notations be (objective, but practically undetectable) errors?

Perhaps the notations do not have a sufficiently determinate meaning to permit an answer to this question.

Perhaps, then, the notations mean a kind of mixture of the objective or apriori facts about the chess position, on the one hand, and the psychological or empirical facts about chess players, on the other hand. Normally this mixture creates no real problem. But in extreme or idealized cases it gives rise to questions with no determinate answer.
1.6.2009 4:16pm
Thinker:
It happens very frequently. "White is better" and yet the position is "drawn with best play". However there is no contradiction. If White is better he has more freedom, which is quantifiable by number of non-losing moves per turn. When White has the initiative, Black will have limited choices for moves which avoid a loss. Also in drawn tablebase endings, where White plays for "two results", we could graph the number of non-losing moves for White and Black, and see an objective measurement.
1.6.2009 9:37pm
Dennis Monokroussos:
Thinker: That it happens not just frequently but constantly is a basic datum acknowledged by all. The question is how to make sense of it, and I offered a number of suggestions to make sense of it. Your gloss doesn't seem to work, however, for a couple of reasons. First, I don't think annotators mean by "X is better" that "X has more freedom", which in turn is supposed to mean that "X has more non-losing moves per turn".

But more importantly, those quasi-definitions don't work. White can have a better, even a nearly winning position, but have fewer non-losing moves per turn than Black. (Not every move, perhaps, but your definition doesn't make any allowances for this.) Maybe it will be true most of the time that there are fewer such moves, but it's extremely easy to present natural positions contradicting the alleged rule. (Consider it an exercise to the reader to find such positions.)
1.6.2009 10:45pm
NateC (mail):
Does this mean that all the years that I've spent trying to find opening lines for black that equalized were in vain and that I was already equal?

To paraphrase Orwell maybe "Some positions are more += than others." For me to feel better in a game of chess I feel like I need to have saddled my opponent with the burden of proving that he is not lost. For me to feel worse about a position I have to either have the burden of proving that I'm not lost or lack of any feasible plans.

If one side as a higher statistical probability of fatally erring I would say that side is worse from a pure game theory point of view. From a purely academic point of view if you were to take a theoretically drawn position and were to give it to a large enough sample of chess players and one side won more often than the other, I would say that the side that won is "better".
1.7.2009 12:00pm
TEF (mail):
What if we consider a very simple situation, such as the following: White has king and knight versus black's lone king. Are we not willing to say white is "better" by virtue of having more material, but still white cannot win but only draw?
1.7.2009 8:21pm
Dennis Monokroussos:
I'm not, because it's irrelevant to the goals of the game.
1.8.2009 12:05am
TEF (mail):
Is not one goal of the game to win more material than your opponent? I fear that reducing "better" to "winning" would eliminate a lot of what can be said about a position. We do, it seems to me, want to be able to say that one side has an advantage even if we cannot say that that side must win.
1.8.2009 11:55am
Dennis Monokroussos:
It's often an intermediate goal in particular games, but it's not an intrinsic end, no. (See the famous "Immortal Game" as one especially vivid proof of that point.) Having a material advantage is only valuable insofar as it assists a player towards the ultimate goal of giving or avoiding checkmate.

Of course, as you say, we want to say that one side has an advantage even if we don't want to claim that it's enough to win, but the trick is in making sense of such a claim. Some attempts might work (I hope the ones in my earlier post, which I linked to, above, are successful), some clearly won't. Material is in the latter category, because a side that's up material can be equal, worse or losing; while there can be other positions with material equality that are better or winning for one side. Material is only one factor of many in evaluating a position.

Maybe, one might say, a player is (non-winningly) better if and only if he has more material or a space advantage or a lead in development or a better pawn structure or more mobility or...etc. But that won't help either, for at least two reasons. First, what if one player has several of the advantage and the opponent several others? Second, the point of the exercise is to explain what it means for one side to be better - what "better" means in a position that is in fact drawn from a God's-eye view, not to explain the particular factors that make this or that specific position better.
1.8.2009 1:45pm
TEF (mail):
For my part, I suspect that what "better" means in a particular position is precisely and nothing more than the sum of the particular factors that make the position better, and while we may not be able to reach a Kaissa-eye (or even a Fritz-eye) view of that sum, it must, in the end, yield some particular evaluation of which player is better, whether decisively so or not.
1.8.2009 2:36pm
Dennis Monokroussos:
TEF,

I'm afraid you're misunderstanding the goal of the inquiry, but fortunately your last reply gives me a helpful way of clarifying it. You write that "better" means, roughly, that which makes a position better. Notice the circularity there. We're trying to figure out what "better" means (when it doesn't mean "winning"), not trying to determine what factors make a position better.
1.8.2009 3:07pm
TEF (mail):
I see your point and don't mean to engage in cicular reasoning, so let me rephrase: what makes a position better is the sum of the factors such as you mentioned earlier, namely more material or a spacial advantage or a lead in development or a better pawn structure or more mobility, etc. As for what "better" itself means, I would say your being too much a Platonist and too little an Aristotelian. You have to ask a "a better what?" If we are talking about a better car, we have a certain set of factors; a better hammer, another; and a better chess position, the factors alluded to above.
1.8.2009 3:23pm
Dennis Monokroussos:
There isn't anything Platonistic about my treatment of the issue - I'm not claiming that what makes a position better is The Better Itself or anything like that. If you read my earlier post (did you?) you'll see that I offer several clear possibilities for how to interpret "better", and none of them even as a whiff of appeal to the Forms or anything like them. (In fact, Aristotle often engaged in definitional pursuits as well.)

Specifying "better position" rather than "better" alone doesn't change things. I'm asking what it means to say a position is better (when it's not winning), not what it is in virtue of which (say) White's position is better.

One last try to make the point clear. Let's say White has more material. Fantastic, but why is his position better if the game is still objectively drawn? It's better because...
1.8.2009 3:34pm
TEF (mail):
How about this: a position is better in proportion to the opportunity it provides to win at best or draw at least.
1.8.2009 4:23pm
Dennis Monokroussos:
It's fine; in fact, it approximates my SA3.
1.8.2009 4:33pm
DavidM:
Your SA3 looks roughly right. SA1 &SA2 look more like they are referring to issues which might explain why a position is better for white in the sense of SA3. They don't seem very plausible as accounts of the meaning of 'better for white'. But there is a lot of relativity in SA3, perhaps more than you let on. Anand and Kramnik are peers, but a tricky tactical position might be better for Anand against their peers but not for Kramnik. This raises the question of how useful these kinds of assessments are in the first place. What seems more useful in an assessment of a position is some kind of assessment, relative to opponents of a given strength, of the chances of winning, drawing and losing, and also an assessment of the kinds of skills that the position demands. It would be interesting to know if typical assessments like +/= actually bear any relationship to the reality of the probabilities. Maybe for most players, chess is to a good approximation a game of second to last mistake wins, with the probability of a mistake on any given move just being a function of the player's rating. If this is even half true, investing large amounts of time merely to achieve +/= from an opening is by itself not very useful. Much better to just try to study the opening so you'll understand the positions better. Or even just study the opening so you'll understand chess better (another reason to play mainlines).
1.8.2009 6:36pm
Mikhail Golubev (www):
"better" is an assessment/evaluation, how can it be objective in the puristic sense?

R vs N, or R+B vs R is better, but not winning
1.9.2009 3:27pm
Dennis Monokroussos:
Mikhail: I'm not sure I grasp your point. "Winning" is an assessment/evaluation too, but that doesn't (by itself) prevent it from being as objective as anyone might like.

DavidM: While SA1 and SA2 could be used as explanations of SA3 (note that I didn't claim they were mutually exclusive definitions), I don't think either necessarily reduces to SA3. They could be given independently, and I give a reason why that might be the case for SA2.

Also, SA1 and SA2 aren't given as definitions of "better" per se, but as ways to understand a player's being slightly better. And I'm not sure why they can't work as at least possible ways of glossing that phrase.

I think there's less person-relativity among the big boys than you might think, but I have no objection to your general point about SA3. It shows only that defining "true peer" requires some finesse.

As for the moral of the story, it doesn't show that one should avoid main lines, of course, but that not all main lines are created equal for every player. If one assumes that one ought to play main lines, then the conclusion is that playing main lines is a necessary but not sufficient condition for reaching a position one can profitably use in practice.
1.10.2009 12:12am
Mikhail Golubev (www):
"Winning" (or "equal") is not always an assessment, it also can be a proved fact.

And when it is not a proved fact, then it is subjective.

Thus,
+- may mean: "surely winning IMHO" or "with mate in 2".
while
+/- usually means "most likely winning"
+/= usually means "most likely draw"
= may mean "approximately balanced" or "the dead tablebase draw"

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Dennis Monokroussos responds:

[It's a strange way to do it, but thanks to a flaw in the PowerBlogs system, the only option I have is to piggyback my comment onto this one!]

With the revision you've made, I don't think there's any serious disagreement between us. But I do think the language can be tricky. I agree that evaluations, when they aren't based on positions that are provably or at least obviously won or drawn, are subjective, and in at least two ways.

First, they're person-relative. A position two GMs believe to be overwhelmingly drawish, and that GM praxis would seem to confirm as drawish, might be anything but in a game between 1500s.

Second, they're person-relative in that they are assessments made by, well, persons. (Even computer assessments are ultimately person-relative, in that they are based on valuations in some ultimate way determined by their programmers.)

Despite this, I want to add that subjectivity of this sort does not rule out objectivity as well. Assessments are a sort of hybrid - they're not based on mere subjective preference in the way that one likes vanilla but dislikes chocolate ice cream.

There is much that can be said in elaboration of this, and I've already said a little in earlier remarks. But here's at least a sort of general suggestion to support this claim. GMs and other opening theorists claim to discover this or that about an opening line (even in cases where the result is not a forced win or draw). In the Open Catalan, for instance, it's often the case that if Black achieves ...c5 without anything bad happening to him, then he has basically solved his opening problems. There is thus a specific, objective aspect of the situation that leads to a well-founded judgment of approximate equality. The judgment is made by people, by subjects (and thus subjective in that sense), but is based on objective, though not mathematically conclusive, grounds.
1.13.2009 12:35am